PROGRAMS AND PLANS--Policy and Guidelines for Documentation and Reporting of Flood Events
In Reply Refer To: 
Office of Surface Water 
Mail Stop 415 
Sunset Date:  June 8, 2005 

                                                                           
                                                                           
         July 20, 2000         

WATER RESOURCES DIVISION POLICY MEMORANDUM NO. 2000.12 

Subject:  PROGRAMS AND PLANS--Policy and Guidelines for Documentation and Reporting of Flood Events 

The purpose of this memorandum is to provide policy and guidance to U.S. 
Geological Survey (USGS), Water Resources Division (WRD) districts 
regarding their flood responsibilities before, during, and after riverine 
flooding.  The memorandum also provides districts with cost-accounting and 
cost-recovery procedures for their flood-related expenditures.  
Historically, WRD districts have assumed responsibility for documenting 
and reporting the occurrence, magnitude, and frequency of extreme 
hydrologic events in the United States.  Much of this work was frequently 
supplemented with redirected and reserve Federal funding along with other 
Federal, State, and local agency offerings.  However, a number of recent 
changes, both external and internal, require WRD to re-evaluate its 
policies and guidelines for documenting significant flood events.  
Specific changes that led to this re-evaluation include: 

     -expectation that USGS disseminate near real-time flood data and 
flood summaries on the World Wide Web, 

     -increased expectation of USGS participation in flood response 
programs by cooperators, emergency management agencies, and other 
customers, 

     -rapidly growing importance of direct media interaction by USGS field 
offices, 

     -long-term reductions in budget and staffing at nearly all levels of 
government, and 

     -much more restrictive rules and procedures for WRD cost accounting. 

Attachment 1 to this memorandum describes WRD district office 
responsibilities in preparing for and responding to floods.  Flood events 
have been grouped into three categories for the purpose of describing 
products and services that districts are expected to provide for each 
category of flood. 

The national guidelines and procedures for tracking flood expenses, which 
are described in Attachment 2, will allow districts to track events and to 
handle two types of costs for each event:  those incurred to provide  
"Continuity of Service" and "Analyses of Risk."  Specific accounting data 
will be used by WRD district, regional, and headquarters offices to track 
the costs of flood response; to determine district reimbursements for 
response costs; and to quickly provide information for the preparation of 
requests for congressional supplemental appropriations. 

Over the past few years, there have been significant problems in obtaining 
adequate funds to cover the costs of districts' responses to widespread 
major flood events. This funding shortfall has resulted in inadequate 
documentation and reporting on some major floods and, in some cases, 
substantial unexpected costs to districts.  The increase in Hydrologic 
Networks and Analysis budget line item for real-time hazards in FY 2000 
allows us to establish a modest $250,000 reserve for responding to extreme 
events, including both floods and droughts.  This reserve will help 
support the activities identified in Attachment 1.  Our budget request for 
FY 2001 will allow us to set aside $500,000.  This is still less than the 
$1.5 million needed for a vibrant reserve, however, it will enable the 
districts to respond to floods knowing reserve funds are available.   

It is the intent of the division to continue to use existing funding 
mechanisms, as well as the new reserve to support flood activities. The 
existing mechanisms include:  continuing to have districts responsible for 
costs of Category I and lesser floods, requesting supplemental 
appropriations from Congress for repairing and replacing damaged 
instruments and structures, and preparing requests and proposals for 
reimbursable funding from other agencies for work beyond the WRD mission 
priorities. 

Implementation of the new flood policies and guidelines throughout the WRD 
is important. WRD must clearly communicate to employees, customers, and 
the public the agency's role in flood response; and provide a viable 
long-term plan for the funding of flood-related expenditures. 


                                                /signed by Catherine L. 
Hill, Acting/ 

        Robert M. Hirsch 
        Chief Hydrologist 

2 Attachments

Distribution:  A, B, FO, PO 

This memorandum supersedes WRD Memorandum No. 87.29, dated February 11, 
1987. 





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* Robert M. Hirsch   
* Associate Director for Water     
* 409 National Center                  rhirsch@usgs.gov
* U.S. Geological Survey                    703-648-5215
* Reston, VA 20192                         fax 703-648-7031
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